How to Track Ray Dalio's Portfolio Through Form 13F

Learn how to find Bridgewater Associates filings on SEC EDGAR, check Ray Dalio fund holdings, and read quarterly 13F changes step by step.

You track Ray Dalio's portfolio by reviewing SEC Form 13F filings submitted by Bridgewater Associates. Form 13F is a quarterly report required from managers with at least $100 million in qualifying assets. Search for Bridgewater on the SEC EDGAR database to access these records. Each filing provides a table listing stock shares, asset classes, and market values as of the quarter end.

Compare current filings with prior quarters to spot allocation changes. Remember the strict limits of this data. Form 13F only covers long positions in U.S. equities and options. It excludes short positions, cash, and foreign stocks. Managers also have 45 days after the quarter ends to submit the report, so the information is historical.

Key takeaways

• Form 13F filings show quarterly equity holdings for institutional investment managers with over 100 million dollars in assets.
• Bridgewater Associates files its holdings within 45 days after each calendar quarter ends.
• Form 13F reports long positions in U.S. equities, options, and certain convertible debt, but does not show short positions.
• Comparing successive 13F filings reveals which stocks the fund accumulated or sold off during the period.

What is SEC Form 13F and who must file it

Form 13F is a quarterly regulatory report required by the U.S. Securities and Exchange Commission. Institutional investment managers with discretionary assets under management above the regulatory threshold must submit it. This rule applies to large hedge funds, pension funds, insurance companies, and registered investment advisers.

The SEC requires these managers to file the form within 45 days after the end of each calendar quarter. For example, holdings for the period ending on March 31 must be made public by mid-May.

The core purpose of Form 13F is market transparency. Financial markets rely on public visibility so investors can track where large pools of capital move. By requiring major players to disclose their stock ownership, the regulatory system reduces secrecy among large market participants.

When a prominent manager adjusts a large portfolio, those moves appear in this public data. You can learn more about the retrieval process by reading our guide on how to find the latest 13F filing for a hedge fund.

The report covers U.S. exchange-traded stocks, certain options, and convertible debt. It does not show short positions or foreign stocks traded exclusively on international exchanges.

How to find Bridgewater Associates on SEC EDGAR

To view the stock holdings of Ray Dalio's firm, you need to use the official SEC database known as EDGAR. Start by visiting the SEC EDGAR company search tool on the official government website.

Instead of typing names that might pull up similar entities, use the Central Index Key, or CIK. Bridgewater Associates is registered under the CIK number 0001350694. Entering this specific string into the search bar takes you directly to the correct corporate profile and bypasses any confusion with similarly named funds. If you prefer browsing portfolios across multiple managers instead of searching manually every quarter, you can also review aggregated data on our funds tracker.

Once you are on the Bridgewater Associates profile page, you will see a long history of various regulatory documents. To isolate the portfolio data, look for the filing filter box. Type 13F-HR into this field. The HR designation stands for holdings report.

Apply this filter so the table displays only quarterly stock reports. You will see filings submitted within 45 days after the end of each calendar quarter. Click on the document designated as 13F-HR for the specific period you want to inspect. This opens the primary document that lists every public equity position held by the fund on the final day of that quarter.

Reading the 13F table: shares, values, and classes

Once you open a Bridgewater Associates filing on EDGAR, look for the information table, usually filed as an XML document or formatted text report. This table lists the fund's U.S. equity holdings at the close of the quarter.

The first column displays the name of the issuer. Right next to it, the title of class column shows the specific security type, such as common stock, preferred shares, or exchange-traded funds. Large funds often hold different share classes.

The columns for shares or principal amount show the exact quantity held on the final day of the calendar quarter. For equities, this is the total share count.

Market value reporting follows standard SEC guidelines. Funds report the value of each holding using the closing price from the last trading day of the quarter. You can review similar data organization methods when you track Michael Burry Scion portfolio 13F to compare how different macro managers report positions.

• Column 1: Name of Issuer (company name)
• Column 2: Title of Class (common stock, ETF, ADR)
• Column 3: CUSIP (unique nine-digit security identifier)
• Column 4: Value (market value in thousands of U.S. dollars)
• Column 5: Shares or Principal Amount (total quantity owned)

Note that the value column is reported in thousands. Always check the header notes on the filing to confirm the unit scale used by the filer.

Spotting allocation changes between quarters

To see what Ray Dalio bought or sold, compare the current 13F filing from Bridgewater Associates against the prior quarter report. Institutional managers do not explain their trades in these filings. You have to calculate the differences yourself.

Start by looking at the number of shares held in specific companies. If Bridgewater reported zero shares last quarter and now reports one million shares, the fund opened a new position. If a prior position disappears entirely, the manager sold the entire stake. Partial reductions appear as lower share counts compared to the previous filing.

Focus on changes in market value as well, though price swings can distort those numbers. A higher total value might just mean the stock price rose, not that the fund bought more shares. Always check the actual share count column to confirm real buying or selling activity.

Tracking these quarterly shifts helps you monitor how large funds adjust their risk exposure over time. You can apply the exact same method to other institutional managers, such as when tracking Bill Ackman and Pershing Square.

Keep in mind that 13F filings only show long equity positions. They do not reveal short sales, options, or foreign stocks traded outside U.S. exchanges. A sudden portfolio shift might also reflect rebalancing rather than a new long-term conviction.

Limitations of Form 13F data to keep in mind

Form 13F filings give a limited view of an institutional manager’s holdings, and every retail investor should be aware of the constraints.

First, the data is delayed. Managers have up to 45 days after a quarter ends to file. A position that is closed in November will not appear until the filing is released in February. During that gap the market can move substantially, so the reported numbers do not reflect the most recent portfolio changes.

Second, the scope of the form is narrow. It only reports long positions in U.S.‑listed equities, certain options and convertible debt. Short positions are omitted, so any hedge or bearish bet is invisible. Likewise, securities that trade on non‑U.S. exchanges are not listed, even if the fund holds sizable foreign assets.

Third, the filing is a quarterly snapshot, not a record of daily activity. The report reflects holdings on the last day of the quarter, but it does not show whether the fund has owned the shares for the entire three‑month period or added them just before the filing deadline. Turnover and intra‑quarter trading are therefore hidden.

When you examine a 13F, keep these blind spots in mind: the 45‑day lag, the exclusion of shorts and foreign stocks, and the fact that the report captures only one point in time. Understanding these limits helps you interpret the data more accurately.

FAQ

When are 13F filings released?

Institutional managers must file Form 13F within 45 days after the end of each calendar quarter. The filing deadline creates a lag, so the SEC posts the reports sometime in the fifth month of the quarter. Investors can check the EDGAR website after the deadline to see the new data.

Does Form 13F show short positions?

No, Form 13F only reports long equity positions, options, and certain convertible debt. The form does not require managers to disclose short sales or other bearish strategies. As a result, the filing gives a partial view of a manager’s overall exposure.

How do I find Ray Dalio fund CIK number?

You can look up Bridgewater Associates on the SEC EDGAR database using the company search feature to find its unique CIK identifier. Enter “Bridgewater Associates” in the search box, select the correct entity, and note the ten‑digit CIK that appears at the top of the filing page.

Are 13F holdings delayed?

Yes. Because managers have 45 days to file after quarter‑end, the data reflects portfolio positions from weeks prior. The delay means the reported holdings are not current to the market day you view them. Investors should treat the information as a historical snapshot rather than a real‑time signal.

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